The regulatory environment has become progressively elaborate and complicated. The challenges to your business are unceasingly burdensome. Ensuring you comprehend the legal, compliance and risk implications of regulation is critical as the consequences of a breach can be devastating to both you in your personal capacity and your business.
Our team combines individuals with legal, accounting, commercial and compliance expertise and have an in depth understanding of relevant legislation, regulation and practice.. We provide straightforward, sensible explanations of strategic and operational legal compliance issues that could affect your business.
We advise clients from a varied client base with a focus on the financial services industry.
Our services include:
- General regulatory and compliance advice and support
- Anti-money laundering (AML) advice
- Dealing with regulatory investigations and enforcement actions
- Development and enhancement of policies and procedures
- Due diligence
- Staff and manager training
- Guidance on corporate governance issues.
In today’s global environment keeping informed of the latest developments is strategic. We frequently offer advice on best market practice and provide updates, seminars and training to clients on regulatory, risk and compliance issues.